-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GX45wkWO6nNuAMQp4IHDIM11ykx0iraN7wn20gBcbcfyetrOcOu5vcBuplHcub6I hPsBqfb81nYYKM5l+W3aaA== 0000950005-01-000140.txt : 20010214 0000950005-01-000140.hdr.sgml : 20010214 ACCESSION NUMBER: 0000950005-01-000140 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STORAGENETWORKS INC CENTRAL INDEX KEY: 0001075658 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 043436145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-59285 FILM NUMBER: 1536718 BUSINESS ADDRESS: STREET 1: 100 FIFTH AVE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7814346700 MAIL ADDRESS: STREET 1: 100 FIFTH AVE CITY: WALTHAM STATE: MA ZIP: 02451 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA MANAGEMENT IV LLC CENTRAL INDEX KEY: 0001134033 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943285834 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1600 EL CAMINO REAL #280 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508531700 SC 13G 1 0001.txt FORM SC 13G SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* STORAGENETWORKS INC. -------------------------------- (Name of Issuer) Common Stock -------------------------------- (Title of Class of Securities) 86211E103 -------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes) Page 1 of 13 Pages - ----------------------------- ------------------------- CUSIP No. 86211E103 13G Page 2 of 13 Pages - ----------------------------- ------------------------- - -------- ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Sigma Partners IV, L.P. 94-3285832 - -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X} - -------- ----------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------- ----------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 4,120,403 BENEFICIALLY ------- ------------------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING 0 PERSON ------- ------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 4,120,403 ------- ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - - -------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,120,403 - -------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.3% - -------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------- ----------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 13 Pages - ----------------------------- ------------------------- CUSIP No. 86211E103 13G Page 3 of 13 Pages - ----------------------------- ------------------------- - -------- ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Sigma Investors IV, L.P. 94-3287144 - -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X} - -------- ----------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------- ----------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 143,241 BENEFICIALLY ------- ------------------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING 0 PERSON ------- ------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 143,241 ------- ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 143,241 - -------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .15% - -------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------- ----------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 13 Pages - ----------------------------- ------------------------- CUSIP No. 86211E103 13G Page 4 of 13 Pages - ----------------------------- ------------------------- - -------- ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Sigma Management IV, L.L.C. 94-3285834 - -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X} - -------- ----------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------- ----------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 5,503,218 BENEFICIALLY ------- ------------------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING 0 PERSON ------- ------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 5,503,218 ------- ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,503,218 - -------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.8% - -------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------- ----------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 13 Pages - ----------------------------- ------------------------- CUSIP No. 86211E103 13G Page 5 of 13 Pages - ----------------------------- ------------------------- - -------- ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Sigma Associates IV, L.P. 94-3235833 - -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X} - -------- ----------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------- ----------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,239,574 BENEFICIALLY ------- ------------------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING 0 PERSON ------- ------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 1,239,574 ------- ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,239,574 - -------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.3% - -------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------- ----------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 13 Pages - ----------------------------- ------------------------- CUSIP No. 86211E103 13G Page 6 of 13 Pages - ----------------------------- ------------------------- - -------- ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Sigma Partners V, L.P. 94-3341484 - -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X} - -------- ----------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------- ----------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 557,548 BENEFICIALLY ------- ------------------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING 0 PERSON ------- ------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 557,548 ------- ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 557,548 - -------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.6% - -------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------- ----------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 6 of 13 Pages - ----------------------------- ------------------------- CUSIP No. 86211E103 13G Page 7 of 13 Pages - ----------------------------- ------------------------- - -------- ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Sigma Associates V, L.P. 94-3341486 - -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X} - -------- ----------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------- ----------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 133,950 BENEFICIALLY ------- ------------------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING 0 PERSON ------- ------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 133,950 ------- ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 133,950 - -------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.1% - -------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------- ----------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 7 of 13 Pages - ----------------------------- ------------------------- CUSIP No. 86211E103 13G Page 8 of 13 Pages - ----------------------------- ------------------------- - -------- ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Sigma Investors V, L.P. 94-3341488 - -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X} - -------- ----------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------- ----------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 18,678 BENEFICIALLY ------- ------------------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING 0 PERSON ------- ------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 18,678 ------- ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,678 - -------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .02% - -------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------- ----------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 8 of 13 Pages - ----------------------------- ------------------------- CUSIP No. 86211E103 13G Page 9 of 13 Pages - ----------------------------- ------------------------- - -------- ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Robert E. Davoli ###-##-#### - -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X} - -------- ----------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------- ----------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 45,500 BENEFICIALLY ------- ------------------------------------------------------- OWNED BY EACH 6 SHARED VOTING POWER REPORTING 6,213,394 PERSON ------- ------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 45,500 ------- ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 6,213,394 - -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 45,500 - -------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .05% - -------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------- ----------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 9 of 13 Pages Item 1: Issuer (a) Issuer: STORAGENETWORKS. INC. (b) Address of Principal Office: 100 FIFTH AVENUE WALTHAM, MA 02451 (c) Place of Organization: WALTHAM, MA O2451 (d) Title of Class of Securities: Common Stock (e) CUSIP No.: 86211E103 Item 2: Filing Persons Sigma Partners IV, L.P. (SP IV) Sigma Associates IV, L.P. (SA IV) Sigma Investors IV, L.P. (SI IV) Sigma Management IV, LLC. (SM IV) Sigma Partners V, L.P. (SP V) Sigma Associates V, L.P. (SA V) Sigma Investors V, L.P. (SI V) Sigma Management V, LLC. (SM V) Rober E. Davoli Item 3: N/A
Sigma Ptrs. Sigma Signa Sigma Mgt. IV, LP. Assoc IV, LP. Inv. IV, LP. IV. LLC. Item 4: Ownership (a) Beneficial Ownership 4,120,403 1,239,574 143,241 5,503,218 (b) Percentage of Class 4.3% 1.3% 0.2% 5.8% (c) Sole Voting Power: 4,120,403 1,239,574 143,241 5,503,218 Shared Voting Power: 0 0 0 0 Sole Dispositive Power: 4,120,403 1,239,574 143,241 5,503,218 Shared Dispositive Power: 0 0 0 0 Sigma Ptrs. Sigma Sigma Sigma Mgt. Robert E. V, LP. Assoc V. LP. Inv. V, LP. V. LLC. Davoli Item 4: Ownership (a) Beneficial Ownership 557,548 133,950 19,578 710,176 45,500 (b) Percentage of Class 0.6% 0.1% 0.0% 0.7% 0.0% (c) Sole Voting Power: 557,548 133,950 19,878 710,176 45,500 Shared Voting Power: 0 0 0 0 6,213,394 Sole Dispositive Power: 557,548 133,950 19,578 710,176 45,500 Shared Dispositive Power: 0 0 0 0 6,213,394
Page 10 of 13 Pages In addition to the above, each of Lawrence G. Finch, Clifford L. Haas, John R. Mandile and Wade Woodson, the five managing directors (including Robert E. Davoli) of Sigma Management IV, LLC, may be deemed to share voting and dispositive power over the 5,503,218 shares of StorageNetworks, Inc. owned by Sigma Management IV, LLC. Also, each of Lawrence G. Finch, Clifford L. Hass, John R. Mandile, Mark Pine and Wade Woodson, the six managing directors (including Robert E. Davoli) of Sigma Management V, LLC, may be deemed to share voting and dispositive power over the 710,176 shares of StorageNetworks, Inc, owned by Sigma Management V, LLC. Item 5: Not Applicable Item 6: Under certain circumstances set forth in SP IV's, SA IV's, SI IV's, SM IV's, SP V's, SA V's, SI V's and SM V's limited partnership agreements, the general partners and limited partners of each of such funds have the right to receive dividends from, or the proceeds from the sale of the common stock of Issuer owned by each such fund. Item 7: Not Applicable Item 8: Not Applicable Item 9: Not Applicable Item 10: Not Applicable Exhibit A: Joint Filing Statement Page 11 of 13 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: ________________________ SIGMA PARTNERS IV, L.P. By its General Partner, Sigma Management IV, LLC By: Clifford L. Hass -------------------------------------- Clifford L. Haas, Managing Director SIGMA INVESTORS IV, L.P. By its General Partner, Sigma Management IV, LLC By: Clifford L. Hass -------------------------------------- Clifford L. Haas, Managing Director SIGMA ASSOCIATES IV, L.P. By its General Partner, Sigma Management IV, LLC By: Clifford L. Hass -------------------------------------- Clifford L. Haas, Managing Director SIGMA MANAGEMENT IV, L.P. By: Clifford L. Hass -------------------------------------- Clifford L. Haas, Managing Director SIGMA PARTNERS V, L.P. By its General Partner, Sigma Management V, LLC By: Clifford L. Hass -------------------------------------- Clifford L. Haas, Managing Director SIGMA INVESTORS V, L.P. By its General Partner, Sigma Management V, LLC By: Clifford L. Hass -------------------------------------- Clifford L. Haas, Managing Director SIGMA ASSOCIATES V, L.P. By its General Partner, Sigma Management IV, LLC By: Clifford L. Hass -------------------------------------- Clifford L. Haas, Managing Director SIGMA MANAGEMENT V, L.P. By: Clifford L. Hass -------------------------------------- Clifford L. Haas, Managing Director Page 12 of 13 Pages EXHIBIT A We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us. Date: ________________________ SIGMA PARTNERS IV, L.P. By its General Partner, Sigma Management IV, LLC By: Clifford L. Hass -------------------------------------- Clifford L. Haas, Managing Director SIGMA INVESTORS IV, L.P. By its General Partner, Sigma Management IV, LLC By: Clifford L. Hass -------------------------------------- Clifford L. Haas, Managing Director SIGMA ASSOCIATES IV, L.P. By its General Partner, Sigma Management IV, LLC By: Clifford L. Hass -------------------------------------- Clifford L. Haas, Managing Director SIGMA MANAGEMENT IV, LLC By: Clifford L. Hass -------------------------------------- Clifford L. Haas, Managing Director SIGMA PARTNERS V, L.P. By its General Partner, Sigma Management V, LLC By: Clifford L. Hass -------------------------------------- Clifford L. Haas, Managing Director SIGMA INVESTORS V, L.P. By its General Partner, Sigma Management V, LLC By: Clifford L. Hass -------------------------------------- Clifford L. Haas, Managing Director SIGMA ASSOCIATES V, L.P. By its General Partner, Sigma Management IV, LLC By: Clifford L. Hass -------------------------------------- Clifford L. Haas, Managing Director SIGMA MANAGEMENT V, L.P. By: Clifford L. Hass -------------------------------------- Clifford L. Haas, Managing Director Page 13 of 13 Pages
-----END PRIVACY-ENHANCED MESSAGE-----